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What a conformity assessment scheme is and why there are several

A scheme is the rule by which conformity is proved: what is tested, who does the tests, whether an analysis of production is needed, and for what period the document is issued.

Applicants often think it is enough to choose "certificate" or "declaration". In practice, inside each form there are several schemes, and it is the scheme that decides how much time and money the issuing will take.

What any scheme consists of

Elements of a conformity assessment scheme
01ObjectSerial production, a batch or a single item
02EvidenceOwn materials or laboratory test reports
03ProductionWhether an analysis of the state of production is needed
04ControlInspection control during the validity period
The combination of these four elements gives the name of the scheme: 1D, 3D, 1S, 3S and so on.

Declaration schemes

SchemeObjectTestsWhen it is used
1DSerial productionOwn evidenceProducts with a low risk, a manufacturer in the territory of the Union
2DBatchOwn evidenceOne-time delivery
3DSerial productionAccredited laboratoryThe most common scheme for import
4DBatchAccredited laboratoryOne-time delivery of products with increased requirements
6DSerial productionLaboratory + certified management systemWhen the manufacturer has a certified management system in place

Certification schemes

SchemeObjectFeature
1SSerial productionTests of samples and an analysis of the state of production, then inspection control
3SBatchTests of samples from the batch, no inspection control
4SSingle itemTests of the specific item
9SSerial production or a batchBased on an analysis of the technical documentation, for complex equipment in small series
How this affects the budget Batch schemes are cheaper and faster, but they are valid only for a specific delivery. Serial production schemes cost more at the start, but they cover sales for up to five years.

How to choose

Automatic selection helps to find out which form and scheme apply to your product: the system shows the regulations and the proposed scheme with a justification. What to do with the result — we explained in a separate article.

Batch scheme or serial scheme: what to choose

In practice it comes down to one question — do you import once or regularly. The answer decides both the cost and how often you will return to the issuing.

BatchSerial production
What the document is tied toA specific volume, invoice, deliveryThe manufacturer's products in general
PeriodNot set — lives with the batchUp to five years
Who is the applicantIncluding the importer and the sellerThe manufacturer or an authorized person
Analysis of productionNot doneUnder some certification schemes — yes
Inspection controlNoYes, for certification
When it is more profitableA one-time purchase, a trial batchRegular deliveries of one range of products

A guide: if you plan more than two or three deliveries a year, a serial document pays for itself. If the range changes all the time, a batch scheme is more flexible.

A batch document is not transferable The most frequent complaint of marketplaces: the seller attaches to a new delivery the document from the previous one. Formally it is valid, but in fact it describes another batch. Marketplaces compare the batch data, and this is found out immediately.

What an analysis of the state of production is

This is the element that sets scheme 1s apart from the others, and it scares applicants more than it should. Experts visit the production site and check whether the production can steadily release products that conform to the tested sample.

They usually look at the following:

For import this means a visit to a foreign site — time and money. This is why importers more often choose schemes that do not include an analysis of production.

Scheme 6d and the management system

A scheme that looks attractive on paper: tests plus a certified management system instead of an analysis of production. The hidden problem is that certification of a management system is a separate project with its own terms and cost.

It is justified if you already have a management system that is maintained for other reasons — for example, customers require it. Setting it up specially for scheme 6d is almost always more expensive than going through an ordinary scheme.

How the scheme affects time and budget

What the scheme addsEffect on time
Tests in an accredited laboratoryThe main part of the time, depends on the parameters
Sampling by a representative of the laboratoryPlus logistics and agreeing on the visit
Analysis of the state of productionNoticeably longer, for a foreign site — the longest
Certification of a management systemA separate project, months
Inspection controlDoes not affect the issuing time, but appears later

The general principle: the higher the risk of the product, the more elements the scheme has, and the longer and more expensive the issuing. An attempt to choose a "simpler" scheme for products that must be certified is not an optimization but a violation. How the form of conformity assessment itself is determined — in a separate article.

Check your product Describe the product in plain words — the system will show the expected HS code (TN VED), the applicable regulations and the set of documents. Start the check.
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